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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-30 |
| TX | RA | APPROVED | 2026-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Alternative Investment Services, Inc. | Charlotte | NC | 10/2014 | 06/2018 |
| Wells Fargo Investment Institute, Inc. | Charlotte | NC | 12/2014 | 06/2018 |
| Questar Capital Corporation | Charlotte | NC | 06/2018 | 03/2019 |
| Questar Asset Management | Charlotte | NC | 06/2018 | 03/2019 |
| Morgan Stanley | Charlotte | NC | 04/2020 | 05/2023 |
| Woodbury Financial Services, Inc. | Charlotte | NC | 03/2019 | 02/2020 |
| Morgan Stanley Private Bank, N.A. | Charlotte | NC | 04/2020 | 05/2023 |
| The Vanguard Group, Inc. | Charlotte | NC | 03/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 03/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 03/2026 | Present |
| Circle T Holdings Corp. | Charlotte | NC | 06/2023 | Present |
| Gcg Wealth Management Llc | Charlotte | NC | 06/2018 | 02/2020 |
NAME OF BUSINESS: CIRCLE T HOLDINGS CORP. INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER START DATE: 06/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-25 |
| S65 | Uniform Investment Adviser Law Examination | 2012-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-06 |
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