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Joseph John Glavinich

Mml Investors Services, LLC

Shawnee, KS

Springfield, MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-02-03
  • KS RA
    APPROVED
    Since 2022-02-03

Branch Locations

Shawnee, KS • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 07/2011 07/2020
Alpacadb, Inc. San Mateo CA 07/2020 08/2021
Alpaca Securities Llc San Mateo CA 07/2020 08/2021
Massmutual Springfield MA 01/2022 Present
Mml Investors Services, Llc Shawnee KS 01/2022 Present
Unemployed Shawnee KS 08/2021 01/2022
  • 07/2011 → 07/2020
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 07/2020 → 08/2021
    Alpacadb, Inc.
    San Mateo, CA
  • 07/2020 → 08/2021
    Alpaca Securities Llc
    San Mateo, CA
  • 01/2022 → Present
    Massmutual
    Springfield, MA
  • 01/2022 → Present
    Mml Investors Services, Llc
    Shawnee, KS
  • 08/2021 → 01/2022
    Unemployed
    Shawnee, KS
Previous Registrations
  • 2017-10-27 → 2020-07-27
    Waddell & Reed
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-27
  • S66 Uniform Combined State Law Examination
    2017-10-27
Other Names
  • Jay Glavinich

View on SEC IAPD

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