Best Investors Account Sign in
Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-07-08
AL RA APPROVED 2018-08-23
  • GA RA
    APPROVED
    Since 2020-07-08
  • AL RA
    APPROVED
    Since 2018-08-23

Branch Locations

1725 Opelika Rd, Auburn, AL 36830 • United States

1606 Broad Street, Phenix City, AL 36867 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Auburn AL 11/2004 Present
Kathy Powell Insurance Agency Auburn AL 11/2005 Present
State Farm Investment Manaagement Corp Auburn AL 08/2018 Present
Kathy Powell Insurance Agency Opelika AL 05/2021 08/2021
State Farm Vp Management Corp Opelika AL 05/2021 08/2021
Kathy Powell Insurance Agency Phenix City AL 01/2023 Present
State Farm Investment Management Corp Phenix City AL 01/2023 Present
State Farm Vp Management Corp Phenix City AL 01/2023 Present
  • 11/2004 → Present
    State Farm Vp Management Corp
    Auburn, AL
  • 11/2005 → Present
    Kathy Powell Insurance Agency
    Auburn, AL
  • 08/2018 → Present
    State Farm Investment Manaagement Corp
    Auburn, AL
  • 05/2021 → 08/2021
    Kathy Powell Insurance Agency
    Opelika, AL
  • 05/2021 → 08/2021
    State Farm Vp Management Corp
    Opelika, AL
  • 01/2023 → Present
    Kathy Powell Insurance Agency
    Phenix City, AL
  • 01/2023 → Present
    Phenix City, AL
  • 01/2023 → Present
    State Farm Vp Management Corp
    Phenix City, AL
Other Businesses

1) Boy Scouts Troop 50; non-investment-related; 1237 1st Ave, Columbus, GA 31901; Boy Scout Troop; Board Member; 01/03/2022; 1 Mo/0 Mo; Chartered Organization Representative - serve as liaison between the troop and the Auburn Rotary Club - its sponsor organization. 2) Kathy Powell's Insurance Agency; Investment-related; 1725 Opelika Rd Auburn, AL 36830-2805 and 1606 Broad St Phenix City, AL 36867-5081; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/2004; 80; 80; Service customers and supervise employees 3) P4 Holdings; investment-related; 835 Dakota Dr., Auburn, AL 36832; Investment or Commercial Property; Member; Member; 8/1/2016; 1; 0; lending/borrowing activities, control of activities, review bank statements, make deposits, pay bills/co-signor on checking account. 4) Auburn University; Non-investment-related; 405 W Magnolia Ave., Auburn, AL 36849; Education; Employee; Employee; 6/1/2022; 12; 0; teach 1 course at the university.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-09
S63 Uniform Securities Agent State Law Examination 2000-06-05
  • S65 Uniform Investment Adviser Law Examination
    2000-06-09
  • S63 Uniform Securities Agent State Law Examination
    2000-06-05
Other Names
  • Sara Kathryn Waterman
  • Kathy Powell
  • S Kathryn Powell
  • Kathryn S Powell

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Auburn, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor