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Alaine Danielle Macdougall

Edelman Financial Engines

Phoenix, AZ

Uniondale, NY

CRD 5961069

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Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-14
TX RA APPROVED_RES 2025-04-25
NY RA APPROVED 2022-11-29
  • AZ RA
    APPROVED
    Since 2025-11-14
  • TX RA
    APPROVED_RES
    Since 2025-04-25
  • NY RA
    APPROVED
    Since 2022-11-29

Branch Locations

4742 N 24Thst Suite 400, Phoenix, AZ 85016 • United States

1130 Rxr Plz Suite 1130, Uniondale, NY 11553 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Jericho NY 07/2011 11/2016
Allstate Insurance Co Hauppauge NY 11/2016 07/2017
Lpl Financial Llc North Babylon NY 07/2017 08/2018
New York Community Bank North Babylon NY 07/2017 08/2018
The Investment Center Inc East Islip NY 09/2018 10/2018
Unemployed Levittown NY 10/2018 11/2018
Axa Advisors, Llc New York NY 12/2018 06/2020
Grand Stage Diner East Meadow NY 11/2019 12/2019
Texas Roadhouse East Meadow NY 01/2020 06/2021
Equitable Advisors, Llc New York NY 12/2018 06/2021
Equity Services, Inc. Montpelier VT 06/2021 12/2021
The Quintessential Experience In Financial Services Hauppauge NY 06/2021 12/2021
Unemployed Levittown NY 01/2022 06/2022
Davidov Law Group New Hyde Park NY 06/2022 08/2022
Financial Engines Advisors L.L.C. Santa Clara CA 10/2022 04/2025
Edelman Financial Engines Santa Clara CA 04/2025 Present
  • 07/2011 → 11/2016
    New York Life Insurance Co
    Jericho, NY
  • 11/2016 → 07/2017
    Allstate Insurance Co
    Hauppauge, NY
  • 07/2017 → 08/2018
    Lpl Financial Llc
    North Babylon, NY
  • 07/2017 → 08/2018
    New York Community Bank
    North Babylon, NY
  • 09/2018 → 10/2018
    The Investment Center Inc
    East Islip, NY
  • 10/2018 → 11/2018
    Unemployed
    Levittown, NY
  • 12/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 11/2019 → 12/2019
    Grand Stage Diner
    East Meadow, NY
  • 01/2020 → 06/2021
    Texas Roadhouse
    East Meadow, NY
  • 12/2018 → 06/2021
    Equitable Advisors, Llc
    New York, NY
  • 06/2021 → 12/2021
    Montpelier, VT
  • 06/2021 → 12/2021
    The Quintessential Experience In Financial Services
    Hauppauge, NY
  • 01/2022 → 06/2022
    Unemployed
    Levittown, NY
  • 06/2022 → 08/2022
    Davidov Law Group
    New Hyde Park, NY
  • 10/2022 → 04/2025
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 04/2025 → Present
    Santa Clara, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-13
S63 Uniform Securities Agent State Law Examination 2013-08-06
  • S65 Uniform Investment Adviser Law Examination
    2021-09-13
  • S63 Uniform Securities Agent State Law Examination
    2013-08-06
Designations
  • Certified Financial Planner
Other Names
  • Alaine D Sommer
  • Alaine Danielle Derosa
  • Alaine Danielle Derosa
  • Alaine Derosa

View on SEC IAPD

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