Thomas Edward Brophy

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 02/2017
  Hornor Townsend & Kent Inc
  Horsham, PA
• 07/2015 → 02/2017
  Penn Mutual Life Insurance Co
  Horsham, PA
• 03/2017 → 11/2018
  The O.N. Equity Sales Company
  Cincinnati, OH
• 02/2013 → 11/2018
  Ohio National Financial Services
  Cincinnati, OH
• 11/2018 → Present
  Penn Mutual Life Insurance Co
  Horsham, PA
• 12/2018 → Present
  Hornor Townsend & Kent Inc
  Horsham, PA

Previous Registrations

• 2017-04-06 → 2018-12-31
  On Investment Management Co
  Land O'LAkes, FL
  Valrico, FL
• 2016-12-12 → 2017-02-02
  Hornor, Townsend & Kent, Llc
  Tampa, FL

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 21ST CENTURY FINANCIAL | POSITION HELD: AGENT |ADDRESS: 2114 CROOKED CREEK WAY, VALRICO, FL 33596 | START DATE: 12/13/2018 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) RENTAL PROPERTY OWNER | INVESTMENT RELATED: NO | DBA NAME: SPENCERPORT PROPERTIES, LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 3433 LITHIA PINECREST RD, STE 224, VALRICO, FL 33596 | START DATE: 8/1/2013 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: MANAGER & BOOKKEEPER FOR THE LLC. 3)INSURANCE BROKERAGE DBA NAME: 1847FINANCIAL INVESTMENT RELATED: YES ADDRESS:2114 CROOKED CREEK WAY, VALRICO, FL 33596 | NATURE OF OBA: INSURANCE SALES AND SERVICE LIFE INSURANCE START DATE OF OBA: 8/1/2020 POSITION, TITLE, RELATIONSHIP: FINANCIAL ADVISOR APPROXIMATE NUMBER OF HOURS/MONTH:160 APPROXIMATE NUMBER OF HOURS/MONTH: 128 DESCRIBE DUTIES: INSURANCE SALES AND SERVICE OF LIFE INSURANCE PRODUCTS WITH PENN MUTUAL LIFE INSURANCE COMPANY. 4)INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: STRATEGIC PLANNING GROUP | POSITION HELD:AGENT | ADDRESS: 2114 CROOKED CREEK WAY, VALRICO, FL 33596 | START DATE: 12/12/2018 | NATURE OF ACTIVITY:LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS |DESCRIPTION OF DUTIES: SALES & SERVICE OF INSURANCE & INVESTMENTS/ BROKERAGE; LIFE, ACCIDENT, HEALTH/DI/LTC, AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INSURANCE CO.

Exams

• S66 Uniform Combined State Law Examination
  2016-10-21
• S63 Uniform Securities Agent State Law Examination
  2012-04-03