Patrick J Mcgowan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2016-06-09

TN RA
APPROVED

Since 2016-06-09

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Winston-Salem, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Franklin	TN	05/2016	Present

05/2016 → Present

Ubs

Franklin, TN

Previous Registrations

2012-04-05 → 2014-08-01

Wells Fargo Clearing Services, Llc

St. Louis, MO

Other Businesses

1) Wake Forest University School of Medicine/ 475 Vine Street, Winston-Salem, NC 27101, Winston Salem, NC, 27101/ The primary function of the Wake Forest University School of Medicine is to provide educational training for physicians and clinical researchers./ I will support an online course on business communication/ 8/2/2021/

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-04-04

S66 Uniform Combined State Law Examination

2012-04-04

View on SEC IAPD