Vicente Hinojosa

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 08/2017
  Comerica Securities
  Carlsbad, CA
• 01/2013 → 08/2017
  Comerica Bank
  Carlsbad, CA
• 09/2017 → 11/2019
  Edward Jones
  St Louis, MO
• 11/2019 → 09/2023
  Sagepoint Financial, Inc.
  Vista, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Vista, CA

Previous Registrations

• 2019-11-19 → 2023-09-01
  Osaic Services, Inc.
  Vista, CA
• 2017-10-31 → 2019-11-08
  Edward Jones
  Vista, CA
  Vista, CA
  Vista, CA

Other Businesses

1. VISTA CHAMBER OF COMMERCE POSITION: Board Member NATURE: Non Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 170 Eucalyptus Ave, #115, Vista CA 92084, United States DESCRIPTION: As a board member I encourage membership and got to ribbon cutting ceremonies. 2. ADVANCED FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/18/2019 ADDRESS: 122 Civic Center Drive, STE 103, Vista CA 92084, United States DESCRIPTION: Financial Advisor 3. VISTA OPTIMST CLUB POSITION: Past President NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 600 Optimist Way, Vista CA 92081, United States DESCRIPTION: Run the meetings and partake in all committees and advise on any ideas or updates. Collaborate with the community. 4. VISTA EDUCATION FOUNDATION POSITION: President NATURE: Support the children of the VUSD in the ways of grants, scholarships, apprenticeships and internships. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: P O Box 1114, Vista CA 92085, United States DESCRIPTION: Run the meetings and organize committees for volunteers 5. FRONTWAVE CREDIT UNION POSITION: Supervisor Committee Member NATURE: Credit Union INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 1278 Rocky Point Drive, Oceanside CA 92056, United States DESCRIPTION: Review the audits with the audit team and give suggestions to improve productivity not related to securities but only audit policy and procedures. 6. VICENTE HINOJOSA III POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 174 SECURITIES TRADING HOURS: 174 START DATE: 11/18/2019 ADDRESS: 122 Civic Center Drive, Suite 103, Vista CA 92084, United States DESCRIPTION: As a financial planner I practice duty of care for all my clients and practice best interest to all my clients when giving advice. 7. VH FINANCIAL GROUP POSITION: Owner/President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2026 ADDRESS: 636 Mar Vista Drive, Vista CA 92081, United States DESCRIPTION: Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2017-10-30
• S63 Uniform Securities Agent State Law Examination
  2015-12-08

Other Names

• Vince Hinojosa
• Vicente Hinojosa
• Vicente Hinojosa