Ylisa I Sanford

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-10-02
TX	RA	APPROVED_RES	2020-10-02

CA RA
APPROVED

Since 2020-10-02
TX RA
APPROVED_RES

Since 2020-10-02

Branch Locations

555 California Street 35Th Floor, San Francisco, CA 94104 • United States

Santa Rosa, CA • United States

3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Santa Rosa	CA	09/2005	10/2020
Morgan Stanley Smith Barney Llc	San Francisco	CA	10/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	11/2020	Present

09/2005 → 10/2020

Ameriprise Financial Services, Inc.

Santa Rosa, CA
10/2020 → Present

Morgan Stanley Smith Barney Llc

San Francisco, CA
11/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

1999-01-29 → 2020-10-06

Ameriprise Financial Services, Llc

Santa Rosa, CA

Santa Rosa, CA

San Francisco, CA

Other Businesses

*415104 - Giants Community Fund; Investment related: No; san franciso, California; Non-Profit; Development Chair (proprietor, partner, officer, director, employee, trustee, agent); 11/2020; During business hours: 4; After business hours: 4; Fundraising 2. *426640 - Spectrum Industries LLC; Investment related -Yes; Santa Rosa; California; Construction/Engineering; Partner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2021; During business hours: 0; After Business hours: 4;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-15
S63	Uniform Securities Agent State Law Examination	1998-12-08

S65 Uniform Investment Adviser Law Examination

1998-12-15
S63 Uniform Securities Agent State Law Examination

1998-12-08

Designations

Certified Financial Planner

Other Names

Ylisa Irra Sanford
Ylisa Irra Sanford
Ylisa Irra Sanford Seymour
Ylisa Sanford Seymour

View on SEC IAPD