Matthew Michael Owens

Current Employers

Employment History

• 08/2009 → Present
  Strategic Legacy Advisors, Inc.
  Lincoln, NE
• 03/2015 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 05/2016 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Lincoln, NE
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Lincoln, NE
• 01/2024 → Present
  Osaic Wealth, Inc.
  Bloomfield, IA

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Lincoln, NE
  Bloomfield, IA
• 2016-07-01 → 2019-03-01
  Questar Asset Management, Inc.
  Lincoln, NE
  Minneapolis, MN

Other Businesses

1) STRATEGIC LEGACY ADVISORS, INC. POSITION: Electronic Return Originator NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2019 ADDRESS: 3201 Pioneers Blvd, Suite 212, Lincoln NE 68502, United States DESCRIPTION: I am a Tax Preparer with a PTIN from the IRS and an Electronic Return Originator approved by the IRS for preparing and filing tax returns for profit. 2) STRATEGIC LEGACY ADVISORS, INC. POSITION: Insurance Brokerage Executive NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 09/01/2009 ADDRESS: 3201 Pioneers Blvd, Suite 212, Lincoln NE 68502, United States DESCRIPTION: Sale of fixed insurance products and assistance with estate planning. 3) OWENS ENTERPRISES, INC. POSITION: 20% Owner NATURE: Pass-Through Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/26/2000 ADDRESS: 875 S. 48th St., Lincoln NE 68510, United States DESCRIPTION: Secretarial and treasurer duties. Accounting and expense paying. 4) STRATEGIC LEGACY ADVISORS, INC. POSITION: Financial Advisor NATURE: Corporation. Marketing dba for securities and investment advisory business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/26/2011 ADDRESS: 875 S. 48th St., Lincoln NE 68510, United States DESCRIPTION: Retirement and investment planning, securities, and investment advisor representative. 5) CORNERSTONE INSURANCE & INVESTMENTS POSITION: Financial Advisor NATURE: Cornerstone is a secondary branch location and is a dba for securities and insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 120 START DATE: 11/03/2020 ADDRESS: 105 S Madison St, Bloomfield IA 52537, United States DESCRIPTION: Provide investment management, advice, retirement income planning, estate planning, insurance planning. 6) LIZ SHEA-MCCOY FOUNDATION FOR THE ARTS POSITION: Director NATURE: Non-profit corporation with primary purpose of maintaining of public art. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/21/2022 ADDRESS: 2700 Sheridan Blvd, Lincoln NE 68502, United States DESCRIPTION: Assistance with creating the foundation and when the corporation is granted 501(c)3 status, will assist with fundraising, which will not overlap with my primary duties as a financial advisor. 7) DM2 LLC POSITION: Owner NATURE: Pass Through LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/02/2020 ADDRESS: 105 S Madison St, Bloomfield IA 52537, United States DESCRIPTION: I am 1/3 owner of DM2 LLC. The entity owns our office building in Bloomfield, IA. We use it to pay business expenses. We also have a two tenants, one in an apartment in the building and one that rents storage space in the building. Myself and the other owners contribute capital to pay business expenses. We also receive a 1099 from insurance business production that is paid to this entity. 8) OWENS ENTERPRISES, INC. POSITION: 20% owner, secretary NATURE: Pass-through entity for paying business and marketing expenses. Also owns 1 residential rental property, which has a tenant that pays rent to the entity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: 3201 Pioneers Blvd, Suite 212, Lincoln NE 68502, United States DESCRIPTION: I simply assist with paying bills associated with the rental property from Owens Enterprises Inc. 9) COMMON FAN ENTERPRISES LLC POSITION: Partner NATURE: Common Fan Enterprises LLC is a partnership for a podcast which I co-host with two friends. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 04/11/2025 ADDRESS: 3055 Sheridan Blvd, Lincoln NE 68502, United States DESCRIPTION: I am a co-host for a podcast about Nebraska Cornhuskers football. For entertainment purposes only.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-01
• S63 Uniform Securities Agent State Law Examination
  2011-09-21