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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-03 |
Branch Locations
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunedison, Inc. | Padadena | TX | 03/2012 | 06/2017 |
| Unemployed | Houston | TX | 06/2017 | 05/2018 |
| Lyondellbasell | Houston | TX | 05/2018 | 09/2018 |
| Unemployed | Houston | TX | 09/2018 | 01/2019 |
| Mellig Group, Llc | Houston | TX | 01/2019 | 04/2019 |
| Morgan Stanley Smith Barney Llc | Houston | TX | 05/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2021 | Present |
*564561 - The Kinkaid School; Investment related: No; Houston, Texas; Education; Coach (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 35; Sport Coach
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-30 |
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