Roxanne Smith Duennebeil

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Morgan Stanley Smith Barney Llc
  South Jordan, UT
• 10/2018 → 12/2020
  Morgan Stanley Services Group Inc.
  South Jordan, UT
• 08/2021 → 09/2023
  E*Trade Securities Llc
  South Jordan, UT

Previous Registrations

• 2014-10-23 → 2016-03-09
  Net Worth Advisory Group, Llc
  Sandy, UT
• 2014-02-28 → 2014-06-23
  Edward Jones
  Salt Lake City, UT

Other Businesses

*368858 - Evolve ; Investment related: No; Draper, Utah; Education; Employee(proprietor, partner, officer, director, employee, trustee, agent); 8/2017; During business hours: 0; After business hours: 10; Teaching Children 2. Emotion Dance Studio; Investment related No; Teaching Ballet Classes to children; Employee (proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 0; After business hours: 4; Instruct Children.

Exams

• S66 Uniform Combined State Law Examination
  2014-02-27
• S63 Uniform Securities Agent State Law Examination
  2011-10-07

Other Names

• Roxanne Smith
• Roxanne Smith Duennebeil
• Roxanne Smith Duennebeil