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9431 Haven Ave Suite 213, Rancho Cucamonga, CA 91730 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-22 |
Branch Locations
9431 Haven Ave Suite 213, Rancho Cucamonga, CA 91730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Brea | CA | 01/2011 | 05/2021 |
| Transamerica Financial Advisors, Inc | Brea | CA | 04/2012 | 01/2020 |
| "A Book Of Personal Development. Infinite Success Blueprint" | Rancho Cucamoga | CA | 11/2018 | Present |
| Baynes Enterprises (Sole Proprietorship) | Rancho Cucamonga | CA | 01/2019 | 12/2023 |
| Empower Financial Wealth Management Llc | Rancho Cucamonga | CA | 02/2020 | 05/2024 |
| Baynes Financial Llc | Rancho Cucamonga | CA | 05/2024 | Present |
| Baynes Financial And Insurance Solutions Llc | Rancho Cucamonga | CA | 05/2024 | Present |
| Retire On Purpose Financial Services Corp. | Rancho Cucamonga | CA | 06/2024 | Present |
| Baynes Insurance Agency | Rancho Cucamonga | CA | 09/2020 | 09/2024 |
| Rapid Transports Llc | Rancho Cucamonga | CA | 12/2021 | 06/2023 |
Baynes Financial and Insurance Solutions LLC. - (Insurance Agency) 06/24 - Present - Owner/insurance Agent - He will offer Clients services from this business activity. As an insurance agent, he may receive separate yet typical compensation. The business is not investment related but is related to the insurance industry. I spend about 50% of my time on this business. 9431 Haven Ave Suite 213 Rancho Cucamonga, CA 91730 These practices represent conflicts of interest because it gives an incentive to recommend products based on the commission amount received. This conflict is mitigated by disclosures, procedures and the firm's fiduciary obligation to place the best interest of the Client first and the Clients are not required to purchase any products. Clients have the option to purchase these products through another insurance agent of their choosing. Retire on Purpose Financial Services Corp. - "A company set up to sell my books. These books are general finance books" 06/24 - Present - Author - I work on it about 5 hours a month, 0 of which is during SEC trading hours. A website and blog are maintained for the sale of these books at Retireonpurpose.com. 9431 Haven Ave Suite 213 Rancho Cucamonga, CA 91730 Infinite Success Blueprint - "A book on personal development" 11/18 - Present - Author - The book is not investment related and I work on it about 5 hours a month, 0 of which is during SEC trading hours. 9431 Haven Ave Suite 213 Rancho Cucamonga, CA 91730
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-05 |
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