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Michael James Joseph

Stansberry Asset Management, LLC

Gilbert, AZ

Westlake, TX

CRD 5959736

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Employer firm

Stansberry Asset Management, LLC CRD 282103

$1.29B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stansberry Asset Management, Llc

1600 Solana Boulevard Building 8 Suite 8100, Westlake, TX 76262 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
CA RA APPROVED 2022-12-05
  • TX RA
    APPROVED
    Since 2025-01-02
  • CA RA
    APPROVED
    Since 2022-12-05

Branch Locations

Gilbert, AZ • United States

1600 Solana Boulevard Building 8 Suite 8100, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Mateo CA 04/2016 04/2017
Stansberry Asset Management San Mateo CA 04/2017 Present
  • 04/2016 → 04/2017
    Td Ameritrade
    San Mateo, CA
  • 04/2017 → Present
    Stansberry Asset Management
    San Mateo, CA
Previous Registrations
  • 2016-05-05 → 2017-04-25
    Td Ameritrade, Inc.
    San Mateo, CA
  • 2016-05-05 → 2017-04-25
    Td Ameritrade Investment Management, Llc
    San Mateo, CA
  • 2011-09-14 → 2014-09-09
    San Mateo, CA
    Plano, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-01-05
S65 Uniform Investment Adviser Law Examination 2011-09-13
  • S63 Uniform Securities Agent State Law Examination
    2015-01-05
  • S65 Uniform Investment Adviser Law Examination
    2011-09-13
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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