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Amy Lynn Riggs

Nationwide Investment Advisors, LLC

Columbus, OH

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Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-03-10
  • OH RA
    APPROVED
    Since 2016-03-10

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Columbus OH 05/2010 Present
  • 05/2010 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
Previous Registrations
  • 2010-08-17 → 2016-03-21
    Nationwide Securities, Llc
    Columbus, OH
  • 2009-05-22 → 2010-05-13
    Chase Investment Services Corp.
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-15
S63 Uniform Securities Agent State Law Examination 2001-02-27
  • S65 Uniform Investment Adviser Law Examination
    2009-05-15
  • S63 Uniform Securities Agent State Law Examination
    2001-02-27
Other Names
  • Amy Lynn Nice

View on SEC IAPD

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