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Chun Wai Tse

Ameriprise Financial Services, LLC

San Francisco, CA

CRD 3122304

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-30
  • CA RA
    APPROVED
    Since 2025-04-30

Branch Locations

44 Montgomery St Ste 3100, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Francisco CA 05/2013 07/2020
Charles Schwab Bank San Francisco CA 05/2013 08/2020
Unemployed San Francisco CA 09/2020 06/2023
Jpmorgan Chase Bank, N.A. San Francisco CA 07/2023 09/2024
J.P. Morgan Securities Llc San Francisco CA 07/2023 09/2024
Unemployed San Francisco CA 09/2024 03/2025
Ameriprise Financial Services, Llc San Francisco CA 03/2025 Present
  • 05/2013 → 07/2020
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 05/2013 → 08/2020
    Charles Schwab Bank
    San Francisco, CA
  • 09/2020 → 06/2023
    Unemployed
    San Francisco, CA
  • 07/2023 → 09/2024
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 07/2023 → 09/2024
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 09/2024 → 03/2025
    Unemployed
    San Francisco, CA
  • 03/2025 → Present
    Ameriprise Financial Services, Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-08-11
S66 Uniform Combined State Law Examination 2006-07-14
  • S63 Uniform Securities Agent State Law Examination
    2023-08-11
  • S66 Uniform Combined State Law Examination
    2006-07-14
Designations
  • Certified Financial Planner
Other Names
  • Chun Wai Tse
  • Ada Chun Wai Tse
  • Ada Tse

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

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