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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Houston | TX | 04/2007 | 10/2019 |
| Charles Schwab Bank | Houston | TX | 04/2008 | 10/2019 |
| Roberts Wealth Management | Sugar Land | TX | 10/2019 | 03/2020 |
| Ae Wealth Management, Llc | Topeka | KS | 01/2020 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 10/2020 | Present |
| Unemployed | Houston | TX | 05/2020 | 10/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-13 |
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