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1925 Cedar Springs Road Suite 102, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1925 Cedar Springs Road Suite 102, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Three Bell Capital Llc | Los Altos | CA | 07/2013 | Present |
| Rainmaker Securities | St. Louis | MO | 09/2017 | Present |
| Kw Securities | Larkspur | CA | 08/2017 | Present |
NAME OF OTHER BUSINESS: THREE BELL CAPITAL, LLC; IS BUSINESS INVESTMENT RELATED: YES; ADDRESS: 4 MAIN STREET, SUITE 230, LOS ALTOS, CA 94022; NATURE: PRIVATE WEALTH MANAGEMENT, CORPORATE RETIREMENT PLANS; TITLE: PARTNER; START DATE: 09/2013; APPROXIMATE HOURS PER MONTH SPENT ON OTHER BUSINESS: 160 HOURS; APPROXIMATELY NUMBER OF HOURS SPENT DURING SECURITIES TRADING HOURS: 7.50 HOURS; DUTIES: BUSINESS DEVELOPMENT, RELATIONSHIP MANAGEMENT, OPERATIONS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-06-03 |
| S65 | Uniform Investment Adviser Law Examination | 2012-11-15 |
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