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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-11-19
CA RA APPROVED 2015-05-27
  • NM RA
    APPROVED
    Since 2025-11-19
  • CA RA
    APPROVED
    Since 2015-05-27

Branch Locations

Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States

Citi Private Bank 300 South Grand Avenue, 31St Floor, Suite 3130, Los Angeles, CA 90071 • United States

Concord, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citgroup Global Markets Inc San Francisco CA 12/2014 Present
  • 12/2014 → Present
    Citgroup Global Markets Inc
    San Francisco, CA
Other Businesses

Total Wine and More (Retail); Not investment-related; Pleasant Hill, CA; Affiliation started 07/29/2017; Title: Merchandising Associate; Duties: Handling retail inventory - non client facing; No time is devoted to the business each month during securities trading hours; 30 hours are devoted to the business each month outside of securities trading hours./////Rental Property - Concord, CA; Investment-related; Started: 9/1/2021; Title: Landlord; Duties: Landlord, collect rent; No time is devoted each month during securities trading hours; <1 hour is devoted each month outside of securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-26
  • S66 Uniform Combined State Law Examination
    2015-05-26

View on SEC IAPD

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