Jason Farouk

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 12/2016
  Santander Bank Na
  Seekonk, MA
• 04/2015 → 12/2016
  Santander Securities Llc
  Seekonk, MA
• 12/2016 → 11/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI
• 11/2017 → 05/2019
  Citizens Securities, Inc.
  Cambridge, MA
• 05/2019 → 08/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Marshfield, MA
• 05/2019 → 08/2021
  Bank Of America, N. A.
  Marshfield, MA
• 09/2021 → 02/2022
  The Vanguard Group, Inc.
  Charlotte, NC
• 02/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 02/2022 → Present
  Bank Of America, N.A.
  Charlotte, NC

Previous Registrations

• 2021-10-01 → 2022-02-24
  Vanguard Advisers, Inc.
  Charlotte, NC
• 2019-07-02 → 2021-08-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Marshfield, MA
  Quincy, MA
  Boston, MA
  Marshfield, MA
• 2017-12-12 → 2019-05-15
  Citizens Securities, Inc.
  Cambridge, MA
  Cambridge, MA
  Braintree, MA
  Braintree, MA
  Medford, MA
  Burlington, MA
• 2017-04-06 → 2017-11-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, RI

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S66 Uniform Combined State Law Examination
  2017-04-03
• S63 Uniform Securities Agent State Law Examination
  2013-02-25