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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-04 |
| FL | RA | APPROVED | 2015-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Winter Park | FL | 04/2015 | Present |
| Charles Schwab Bank, Ssb | Winter Park | FL | 04/2015 | Present |
| Formula Guides, Llc. | Floral Park | NY | 05/2013 | 11/2016 |
Start Date = 01-04-21| Rental Property| Owner| New Smyrna Beach, FL| Hours/Month = Less than 20| second home that is rented out to snowbirds seasonally.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-01-31 |
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