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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 11/2023 | 01/2024 |
| Robert Half | San Antonio | TX | 01/2023 | 10/2023 |
| Budget Blinds Of North San Antonio | San Antonio | TX | 07/2020 | 01/2023 |
| Six Flags Fiesta Texas | San Antonio | TX | 01/2018 | 06/2020 |
| Babe's Old Fashioned Food | San Antonio | TX | 02/2017 | 12/2017 |
| Unemployed | Helotes | TX | 12/2016 | 01/2017 |
| Chick-Fil-A Marbach | San Antonio | TX | 08/2016 | 11/2016 |
| Commonwealth Financial Network | San Diego | CA | 02/2024 | 07/2025 |
| Dempsey Wealth Management, Llc | San Antonio | TX | 02/2024 | 07/2025 |
| Dempsey Wealth Management, Llc | San Antonio | TX | 07/2025 | Present |
| Commonwealth Financial Network | San Diego | CA | 07/2025 | Present |
1. Fixed insurance sales; as of 2/29/2024; 10% time spent during business hours; Conducted at branch location; Investment related. 2. Owner, A Almendarez LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 6/16/2026; 2% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-03 |
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