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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-08
  • TX RA
    APPROVED
    Since 2024-05-08

Branch Locations

San Antonio, TX • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 11/2023 01/2024
Robert Half San Antonio TX 01/2023 10/2023
Budget Blinds Of North San Antonio San Antonio TX 07/2020 01/2023
Six Flags Fiesta Texas San Antonio TX 01/2018 06/2020
Babe's Old Fashioned Food San Antonio TX 02/2017 12/2017
Unemployed Helotes TX 12/2016 01/2017
Chick-Fil-A Marbach San Antonio TX 08/2016 11/2016
Commonwealth Financial Network San Diego CA 02/2024 07/2025
Dempsey Wealth Management, Llc San Antonio TX 02/2024 07/2025
Dempsey Wealth Management, Llc San Antonio TX 07/2025 Present
Commonwealth Financial Network San Diego CA 07/2025 Present
  • 11/2023 → 01/2024
    Equitable Advisors, Llc
    New York, NY
  • 01/2023 → 10/2023
    Robert Half
    San Antonio, TX
  • 07/2020 → 01/2023
    Budget Blinds Of North San Antonio
    San Antonio, TX
  • 01/2018 → 06/2020
    Six Flags Fiesta Texas
    San Antonio, TX
  • 02/2017 → 12/2017
    Babe's Old Fashioned Food
    San Antonio, TX
  • 12/2016 → 01/2017
    Unemployed
    Helotes, TX
  • 08/2016 → 11/2016
    Chick-Fil-A Marbach
    San Antonio, TX
  • 02/2024 → 07/2025
    San Diego, CA
  • 02/2024 → 07/2025
    Dempsey Wealth Management, Llc
    San Antonio, TX
  • 07/2025 → Present
    Dempsey Wealth Management, Llc
    San Antonio, TX
  • 07/2025 → Present
    San Diego, CA
Other Businesses

1. Fixed insurance sales; as of 2/29/2024; 10% time spent during business hours; Conducted at branch location; Investment related. 2. Owner, A Almendarez LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 6/16/2026; 2% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-03
  • S66 Uniform Combined State Law Examination
    2024-05-03
Other Names
  • Alexandra Ryan Dempsey

View on SEC IAPD

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