Derek J Toy

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Houston, TX

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/4/2017 ADDRESS : 2535 COLLEGE STATION, TX 77845 DETAILS: 2535 COLLEGE STATION, TX.OWNER /LANDLORD HOURS DEDICATED (per month unless otherwise indicated): 0-10 HOURS WILL BE CONDUCTED OUTSIDE OF MY WORK SCHEDULE. HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S66 Uniform Combined State Law Examination
  2018-02-28
• S63 Uniform Securities Agent State Law Examination
  2011-08-22

Other Names

• Derek J Toy
• Derek Toy
• Derek J Toy
• Derek Justin Toy