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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-01
  • MI RA
    APPROVED
    Since 2025-01-01

Branch Locations

3045 E. Michigan Ave, Jackson, MI 49202 • United States

1717 N W Ave, Jackson, MI 49202 • United States

301 W. Michigan Ave, Jackson, MI 49201 • United States

101 Broad St., Michigan Center, MI 49254 • United States

2000 Horton Rd, Jackson, MI 49203 • United States

1801 W. Grand River Ave, Okemos, MI 48864 • United States

1801 W. Grand River Ave, Okemos, MI 48864 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flagstar Bank Okemos MI 02/2012 Present
Infinex Investments, Inc. Ann Arbor MI 07/2016 01/2024
Lpl Financial Llc Okemos MI 02/2024 Present
  • 02/2012 → Present
    Flagstar Bank
    Okemos, MI
  • 07/2016 → 01/2024
    Infinex Investments, Inc.
    Ann Arbor, MI
  • 02/2024 → Present
    Okemos, MI
Previous Registrations
  • 2016-08-16 → 2024-01-31
    Jackson, MI
    Jackson, MI
    Ann Arbor, MI
    Ann Arbor, MI
    Jackson, MI
    Jackson, MI
    Brooklyn, MI
    Napoleon, MI
    Michigan Center, MI
    Jackson, MI
    Jackson, MI
    Okemos, MI
    Lansing, MI
    Lansing, MI
    East Lansing, MI
    Grand Ledge, MI
Other Businesses

1- 12/2024 / Flagstar Wealth Services / DBA for LPL Business (entity for LPL business) / Investment Related 1801 W. Grand River Ave, Okemos MI 48864

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-11
S63 Uniform Securities Agent State Law Examination 2012-12-21
  • S65 Uniform Investment Adviser Law Examination
    2016-08-11
  • S63 Uniform Securities Agent State Law Examination
    2012-12-21
Other Names
  • Dan Sheppard

View on SEC IAPD

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