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531 W Morse Blvd Suite 200, Winter Park, FL 32789 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-10-30 |
Branch Locations
5700 W. 112Th St. Suite 500, Overland Park, KS 66211 • United States
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-08-24 |
Branch Locations
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empower | Overland Park | KS | 05/2016 | 04/2019 |
| Matthew Melton | Leawood | KS | 05/2019 | 05/2022 |
| Northwestern Mutual Investment Services Llc | Leawood | KS | 05/2019 | 05/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2019 | 05/2022 |
| Mariner Wealth Advisors | Overland Park | KS | 05/2022 | Present |
| Mariner Institutional | Winter Park | FL | 10/2024 | Present |
Mariner Wealth Advisors; 5700 W. 112th St. Suite 500 Overland Park, KS 66211; Investment Related, Investment Advisor Representative, 40 HRS/WK during securities hours. Mariner Institutional; 531 West Morse Ave. Ste. 200 Winter Park, FL 32789, Investment related, Investment Advisor Representative ; 40 HR/WK during securities hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-03 |
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