Troy Allen Gourde

Current Employers

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-08-29
MN	RA	APPROVED	2022-03-16

TX RA
APPROVED_RES

Since 2024-08-29
MN RA
APPROVED

Since 2022-03-16

Branch Locations

Plymouth, MN • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Plymouth	MN	10/2013	Present
Investors Financial Group, Llc	Plymouth	MN	11/2013	Present
Private Advisor Group, Llc	Morristown	NJ	03/2022	Present

10/2013 → Present

Lpl Financial Llc

Plymouth, MN
11/2013 → Present

Investors Financial Group, Llc

Plymouth, MN
03/2022 → Present

Private Advisor Group, Llc

Morristown, NJ

Previous Registrations

2014-01-13 → 2022-07-25

Investors Financial Group

Plymouth, MN

Other Businesses

(1) 10/04/2013-DBA ONLY/GOURDE WEALTH MANAGEMENT/100%/PLYMOUTH,MN (2) 11/06/2013 - INVESTORS FINANCIAL GROUP, LLC - REGISTERED INVESTMENT ADVISOR - FINANCIAL PLANNING AND INVESTMENT ADVICE AT A FIXED RATE. - 75% OF TIME SPNET - PLYMOUTH, MN (3) 12/9/2014: OTHER - SEMINAR INSTRUCTOR - NORMANDALE COMMUNITY COLLEGE - START DATE=02/10/2015 - INVESTMENT RELATED - 5 HOURS PER MONTH/0 HOURS DURING TRADING - BLOOMINGTON, MN. (4) 12/9/2014: OTHER - SEMINAR INSTRUCTOR - HENNEPIN TECHNICAL COLLEGE - START DATE=02/10/2015 - INVESTMENT RELATED - 5 HOURS PER MONTH/0 HOURS DURING TRADING - BROOKLYN PARK, MN. (5) 04/22/2016; Investors Financial Group;DBA for LPL Business (entity for LPL business); INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 10/04/2013; 38 HRS/MO; 38 HRS DURING SECS TRADING HOURS. (6) 07/30/2019 - Investors Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/04/2013 - 38 Hours Per Month/38 Hours During Securities Trading. (7) 03/28/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 03/18/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. .

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-09-23

S63 Uniform Securities Agent State Law Examination

2011-09-23

Other Names

Troy A Gourde

View on SEC IAPD