Best Investors
Account
Sign in
9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-09-20 |
| TX | RA | APPROVED | 2020-12-23 |
Branch Locations
9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Llc | The Woodlands | TX | 03/2016 | 06/2021 |
| Mass Mutual Life Insurance Company | The Woodlands | TX | 03/2016 | 06/2021 |
| Diamond Client Group, Llc | The Woodlands | TX | 12/2020 | Present |
| Peak Brokerage Services | Jupiter | FL | 06/2021 | 05/2022 |
| Good Bull Capital Gp Holdings Llc | The Woodlands | TX | 03/2021 | Present |
1)Company Name: Diamond Client Group; Title: President; Position: Sales/Management; Activity: RIA; Approx. # of hours spent on activity: N/A; Approx. # of hours during trading hours: N/A 2)Company Name: Diamond Client Group; Title: Insurance Broker; Duties of Position: Insurance product sales; Start Date: 12/23/2020; Approx. # of hours spend on Activity: 80; Approx. # of hours spent during trading: 80. 3)Type of Outside Business Activity: Single Rental Property; Duties of position: Renting a single residence property; Title: Owner; Start Date: 06/01/2010; Approx. # hours spent on activity: 1, Approx. # spent during trading hours: 0 4)Type of Outside Business Activity: Retail; Duties of position: Attend board meetings a few times a year; Title: Owner; Start Date: 01/2019; Approx. # hours spent on activity: 1, Approx. # spent during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-08 |
Reach out to this advisor