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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-05
UT RA APPROVED 2013-07-18
AZ RA APPROVED 2013-02-05
ID RA APPROVED 2012-04-16
  • TX RA
    APPROVED_RES
    Since 2015-10-05
  • UT RA
    APPROVED
    Since 2013-07-18
  • AZ RA
    APPROVED
    Since 2013-02-05
  • ID RA
    APPROVED
    Since 2012-04-16

Branch Locations

12012 S 700 E Ste 210, Draper, UT 84020-8257 • United States

Lehi, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Renton WA 07/2011 03/2020
Ameriprise Financial Services, Llc Draper UT 03/2020 Present
Other Businesses

Business Ownership; JCAllen, LLC; Financial Advisor; an LLC to run my Ameriprise business and expenses.; 12012 S. 700 E.Ste. 210Draper, UT 84020, ,; Investment-Related; 07/18/2018; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; JCAllen, LLC; employee receiving Ameriprise related income.; Manage advisory business; 12012 S. 700 E., Ste 210, Draper, UT, 84020; Investment-Related; 07/18/2018; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-09
  • S66 Uniform Combined State Law Examination
    2012-04-09

View on SEC IAPD

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