Andrew Scott Norris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 11/2020
  Ameriprise Financial
  Portland, OR
• 11/2020 → Present
  Lpl Financial Llc
  Portland, OR

Previous Registrations

• 2015-11-06 → 2020-11-13
  Ameriprise Financial Services, Llc
  Portland, OR
• 2011-10-03 → 2015-11-11
  Wells Fargo Clearing Services, Llc
  Portland, OR

Other Businesses

1) 11/11/2020- Generation to Generation Financial- DBA for LPL Business (entity for LPL business)- Inv. Related- Portland, OR- 100% 2)11/11/2020 - G2G Financial- DBA for LPL Business (entity for LPL business)- Inv. Related- Portland, OR- 100% 3)11/11/2020- Andy Norris, LLC - Business Entity For Tax/Investment Purposes Only- Non-Inv. Related- Beaverton OR - start date 09/16/2020- 1hr/mth 4) 9/24/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/11/2020 - 1 Hour Per Month During Securities Trading - Selling life, fixed annuity.

Exams

• S66 Uniform Combined State Law Examination
  2011-09-30

Designations

• Certified Financial Planner