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Current Employers
Harbor Hills Financial Advisors

1485 East Valley Road Suite 2, Montecito, CA 93111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-19
  • CA RA
    APPROVED
    Since 2023-05-19

Branch Locations

1485 East Valley Road Suite 2, Montecito, CA 93111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Goleta CA 10/2012 09/2021
Harbor Hills Montecito CA 10/2021 Present
Harbor Hills Inc. Montecito CA 04/2023 Present
  • 10/2012 → 09/2021
    Jp Morgan Securities
    Goleta, CA
  • 10/2021 → Present
    Harbor Hills
    Montecito, CA
  • 04/2023 → Present
    Harbor Hills Inc.
    Montecito, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: JUNIOR VARSITY NATURALS, INC. POSITION: OWNER / OFFICER START DATE: 6/1/2011 ADDRESS: 715 Orcutt, Ca DETAILS: MANUFACTURE AND SELL KIDS DEODORANT VIA ONLINE CHANNELS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: JUNIOR VARSITY NATURALS, INC. POSITION: PRESIDENT / CEO / OWNER/OPERATOR START DATE: 6/1/2011 ADDRESS: 602 Santa Barbara, CA DETAILS: WWW.JVNATURALS.COM, WWW.JVDEODORANT.COM, WWW.KIDSDEODORANT.COM. ONLINE SALES OF NATURAL COSMETICS FOR KIDS. HANDLE CUSTOMER ORDERS, REORDER INVENTORY AS NEEDED. HOURS DEDICATED (per month unless otherwise indicated): Ongoing HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-11
S63 Uniform Securities Agent State Law Examination 2011-08-22
  • S65 Uniform Investment Adviser Law Examination
    2023-02-11
  • S63 Uniform Securities Agent State Law Examination
    2011-08-22

View on SEC IAPD

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