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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-22
  • NY RA
    APPROVED
    Since 2025-07-22

Branch Locations

321 Broadway, Saratoga Springs, NY 12866 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Latham NY 03/2011 01/2021
Ayco/Goldman Sachs & Co. Llc Cohoes NY 01/2021 07/2025
Cerity Partners, Llc New York NY 07/2025 Present
Cp Client Solutions Llc Saratoga Springs NY 11/2025 Present
  • 03/2011 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 01/2021 → 07/2025
    Ayco/Goldman Sachs & Co. Llc
    Cohoes, NY
  • 07/2025 → Present
    New York, NY
  • 11/2025 → Present
    Cp Client Solutions Llc
    Saratoga Springs, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-12
  • S66 Uniform Combined State Law Examination
    2011-12-12

View on SEC IAPD

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