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Charles Scott Burford

Burford Brothers, Inc.

Dallas, TX

CRD 5958171

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Employer firm

Burford Brothers, Inc. CRD 306574

$440M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Burford Brothers, Inc.

7001 Preston Road Suite 405, Dallas, TX 75205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-10-18
TX RA APPROVED 2020-01-03
  • LA RA
    APPROVED
    Since 2022-10-18
  • TX RA
    APPROVED
    Since 2020-01-03

Branch Locations

7001 Preston Road Suite 405, Dallas, TX 75205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Independent Network Inc. Dallas TX 08/2013 12/2019
Burford Brothers, Inc. Dallas TX 01/2020 Present
  • 08/2013 → 12/2019
    Hilltop Securities Independent Network Inc.
    Dallas, TX
  • 01/2020 → Present
    Dallas, TX
Previous Registrations
Other Businesses

Burford Brothers Insurance, non investment-related,7001 PRESTON ROAD SUITE 405 DALLAS, TX 75205 United States, Insurance Sales, Independent Agent, 01/01/2020, 25 hrs/month, sell insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-02
S63 Uniform Securities Agent State Law Examination 2013-08-09
  • S65 Uniform Investment Adviser Law Examination
    2017-10-02
  • S63 Uniform Securities Agent State Law Examination
    2013-08-09
Other Names
  • Charles Scott Burford
  • Charlie Burford

View on SEC IAPD

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