Kyle Michael Rainwater

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 07/2019
  United Capital Financial Advisers, Llc
  Irving, TX
• 01/2012 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 11/2017 → 08/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2019 → 07/2022
  National Securities Corp
  Dallas, TX
• 08/2019 → 07/2022
  National Asset Management
  Dallas, TX
• 07/2022 → 04/2025
  B. Riley Wealth Management
  Memphis, TN
• 07/2022 → 04/2025
  B. Riley Wealth Advisor
  Memphis, TN
• 04/2025 → Present
  Stifel, Nicolaus & Company, Incorporated
  Dallas, TX

Previous Registrations

• 2019-08-06 → 2025-05-30
  B. Riley Wealth Advisors, Inc.
  Dallas, TX
  Dallas, TX
• 2012-01-13 → 2019-07-17
  United Capital Financial Advisors
  Irving, TX
  Irving, TX
  Plano, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-05-04
• S65 Uniform Investment Adviser Law Examination
  2011-12-16

Designations

• Certified Financial Planner