Sandra Dittus

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 11/2019
  Pinnacle Financial Partners
  Chattanooga, TN
• 11/2019 → 07/2023
  Raymond James Financial Services Advisors, Inc.
  Chattanooga, TN
• 12/2019 → 07/2023
  True North Advisors
  Chattanooga, TN
• 12/2019 → 07/2023
  True North Advisors
  Chattanooga, TN
• 11/2022 → 07/2023
  Raymond James Financial Services, Inc.
  Chattanooga, TN
• 07/2023 → Present
  Principal Life Insurance Company
  Chattanooga, TN
• 07/2023 → Present
  Principal Securities Inc
  Chattanooga, TN

Previous Registrations

• 2019-11-27 → 2023-07-12
  Raymond James Financial Services Advisors, Inc
  Chattanooga, TN
• 2015-04-30 → 2017-01-12
  Barnett & Co Inc
  Chattanooga, TN
• 2011-07-18 → 2015-04-22
  Raymond James & Associates, Inc.
  Chattanooga, TN

Other Businesses

**JEWISH FEDERATION OF GREATER CHATTANOOGA POSITION: Committee member of Investment Committee NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2011 ADDRESS: 5461 N. Terrace Road, Chattanooga TN 37411, United States DESCRIPTION: I am a member of the investment committee for the Jewish Federation. The committee reviews investment results of the various investment funds, determines the asset allocation, and reviews the investment policy statement. **MIZPAH CONGREGATION POSITION: Member of Endowment Committee NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2011 ADDRESS: 923 McCallie Ave, Chattanooga TN 37403, United States DESCRIPTION: I am member of the endowment committee. The investments are managed by the Community Foundation of Greater Chattanooga. The committee reviews the performance of each named fund and determines the payouts to the congregation based on performance and the financial needs of the congregation. **HAMILTON COUNTY SCHOOLS FUND FOR EXCELLENCE POSITION: Secretary/Treasurer NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2006 ADDRESS: 1161 W. 40th street, Suite 206, Chattanooga TN 37409, United States DESCRIPTION: I am the Treasurer/Secretary, a member of the Board of Directors and a member of the Executive Committee. Responsibilities include the normal duties of a secretary/treasurer. **SANDY B. DITTUS, CPA POSITION: Certified Public Accountant NATURE: CPA/Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2023 ADDRESS: 7800 Stones River Road, CHATTANOOGA TN 37421, United States DESCRIPTION: I plan to offer tax return services. I understand that it will be my responsibility to inform clients that the securities products and services offered by or sold by me, as a financial professional, are done on behalf of Principal Securities and are not part of an OBA as a CPA. **INSURANCE POSITION: Financial Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 07/01/2023 ADDRESS: 7800 Stones River Road, Chattanooga TN 37421, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, disability insurance, Long Term Care insurance, health and group benefits. Sales and service through Crump. **SANDY B. DITTUS POSITION: Personal Assistant NATURE: Personal assistant INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 30 START DATE: 02/14/2024 ADDRESS: 7800 Stones River Rd, Chattanooga TN 37421-8201, United States DESCRIPTION: I have a former client that needs assistance in getting her house ready to list for sale. In addition, she had another piece of real estate that was sold in a tax sale and I help her repay the past due property taxes, interest, and penalties. I recommended a realtor and helped her get the property listed for sale.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-02-18
• S65 Uniform Investment Adviser Law Examination
  2020-09-03

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• Sandy Brandt Pulliam
• Sandy Brandt Chambers
• Sandra Brandt Chambers
• Sandy Chambers Dittus
• Sandra Brandt Chambers Dittus
• Sandra Brandt Dittus