Mike A Vivas

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1992 → 06/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 09/2024 → 06/2025
  Pnc Investments Llc
  Jacksonville, FL
• 06/2021 → 09/2024
  Retired-Unemployed
  Jacksonville, FL
• 06/2025 → Present
  Rockefeller Financial Llc
  Jacksonville Beach, FL
• 06/2025 → Present
  Rockefeller Capital Management
  Jacksonville Beach, FL

Previous Registrations

• 2025-05-01 → 2025-06-03
  Pnc Wealth Management Llc
  Jacksonville, FL
  Bel Air, MD
  Jacksonvillle, FL
• 2007-02-26 → 2021-06-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  New York, NY
  New York, NY
  New York, NY
  San Francisco, CA
  Atlanta, GA
  New York, NY
  Los Angeles, CA
  New York, NY
  San Francisco, CA
  New York, NY
  New York, NY
  New York, NY
  Atlanta, GA
  Orlando, FL
  Winter Park, FL

Other Businesses

Rental Property; Investment related; 1376 Rensselaer Ave; Co-Owner; 11/1/2018; 1 hours per month and 0 hours during trading hours; Duplex residential

Exams

• S66 Uniform Combined State Law Examination
  2025-04-30

Other Names

• Mike A Vivas
• Mike Alexander Vivas
• Mike Vivas