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Mike A Vivas

Rockefeller Capital Management

Jacksonville Beach, FL

Rockefeller Financial LLC

Atlanta, GA

Jacksonville Beach, FL

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-02
TX RA APPROVED 2025-06-17
  • FL RA
    APPROVED
    Since 2025-07-02
  • TX RA
    APPROVED
    Since 2025-06-17

Branch Locations

320 1St Street North, Unit 703, Jacksonville Beach, FL 32250 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-18
TX RA APPROVED 2025-06-17
  • FL RA
    APPROVED
    Since 2025-06-18
  • TX RA
    APPROVED
    Since 2025-06-17

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

320 1St Street North, Unit 703, Jacksonville Beach, FL 32250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 11/1992 06/2021
Pnc Investments Llc Jacksonville FL 09/2024 06/2025
Retired-Unemployed Jacksonville FL 06/2021 09/2024
Rockefeller Financial Llc Jacksonville Beach FL 06/2025 Present
Rockefeller Capital Management Jacksonville Beach FL 06/2025 Present
Previous Registrations
  • 2025-05-01 → 2025-06-03
    Pnc Wealth Management Llc
    Jacksonville, FL
    Bel Air, MD
    Jacksonvillle, FL
  • 2007-02-26 → 2021-06-18
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, CA
    New York, NY
    New York, NY
    New York, NY
    San Francisco, CA
    Atlanta, GA
    New York, NY
    Los Angeles, CA
    New York, NY
    San Francisco, CA
    New York, NY
    New York, NY
    New York, NY
    Atlanta, GA
    Orlando, FL
    Winter Park, FL
Other Businesses

Rental Property; Investment related; 1376 Rensselaer Ave; Co-Owner; 11/1/2018; 1 hours per month and 0 hours during trading hours; Duplex residential

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-30
  • S66 Uniform Combined State Law Examination
    2025-04-30
Other Names
  • Mike A Vivas
  • Mike Alexander Vivas
  • Mike Vivas

View on SEC IAPD

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Other Offices

ULLMANN WEALTH PARTNERS · JACKSONVILLE BEACH, FL
STRIVUS WEALTH PARTNERS LLC · JACKSONVILLE BEACH, FL
STANDFAST ASSET MANAGEMENT, LLC · JACKSONVILLE BEACH, FL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · JACKSONVILLE BEACH, FL
INTREPID CAPITAL MANAGEMENT INC · JACKSONVILLE BEACH, FL
MONEY CONCEPTS CAPITAL CORP · JACKSONVILLE BEACH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JACKSONVILLE BEACH, FL
EAGLE STRATEGIES LLC · JACKSONVILLE BEACH, FL

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