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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-09-29 |
| TX | RA | APPROVED_RES | 2020-09-29 |
Branch Locations
508 S Muldrow St Ste B, Mexico, MO 65265 • United States
12412 Powerscourt Dr, Ste 225, St Louis, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Chesterfield | MO | 08/2011 | 09/2020 |
| Securities America Advisors, Inc. | Chesterfield | MO | 10/2011 | 09/2020 |
| Lpl Financial, Llc | Mexico | MO | 09/2020 | Present |
1) 1/2012 - Non-Variable Insurance - Zanowski Financial Group - Investment Related - Mexico, MO 63017 2) 1/2012 - DBA for LPL Business (entity for LPL business) - Zanowski Financial Group LLC - Investment Related - Mexico, MO 63017 3) 10/16/2023 - Financial Services Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/01/2023 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-23 |
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