Andrew D Zanowski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 09/2020
  Securities America, Inc
  Chesterfield, MO
• 10/2011 → 09/2020
  Securities America Advisors, Inc.
  Chesterfield, MO
• 09/2020 → Present
  Lpl Financial, Llc
  Mexico, MO

Previous Registrations

• 2011-10-03 → 2020-09-29
  Securities America Advisors, Inc.
  Chesterfield, MO

Other Businesses

1) 1/2012 - Non-Variable Insurance - Zanowski Financial Group - Investment Related - Mexico, MO 63017 2) 1/2012 - DBA for LPL Business (entity for LPL business) - Zanowski Financial Group LLC - Investment Related - Mexico, MO 63017 3) 10/16/2023 - Financial Services Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/01/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2011-09-23

Other Names

• Andrew Zanowski