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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-09-29
TX RA APPROVED_RES 2020-09-29
  • MO RA
    APPROVED
    Since 2020-09-29
  • TX RA
    APPROVED_RES
    Since 2020-09-29

Branch Locations

508 S Muldrow St Ste B, Mexico, MO 65265 • United States

12412 Powerscourt Dr, Ste 225, St Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Chesterfield MO 08/2011 09/2020
Securities America Advisors, Inc. Chesterfield MO 10/2011 09/2020
Lpl Financial, Llc Mexico MO 09/2020 Present
  • 08/2011 → 09/2020
    Securities America, Inc
    Chesterfield, MO
  • 10/2011 → 09/2020
    Securities America Advisors, Inc.
    Chesterfield, MO
  • 09/2020 → Present
    Mexico, MO
Previous Registrations
  • 2011-10-03 → 2020-09-29
    Securities America Advisors, Inc.
    Chesterfield, MO
Other Businesses

1) 1/2012 - Non-Variable Insurance - Zanowski Financial Group - Investment Related - Mexico, MO 63017 2) 1/2012 - DBA for LPL Business (entity for LPL business) - Zanowski Financial Group LLC - Investment Related - Mexico, MO 63017 3) 10/16/2023 - Financial Services Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/01/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-23
  • S66 Uniform Combined State Law Examination
    2011-09-23
Other Names
  • Andrew Zanowski

View on SEC IAPD

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