Michael Anthony Valenza

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 06/2017
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → 06/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2017 → 01/2020
  Hsbc Bank Usa National Association
  Bronx, NY
• 08/2017 → 01/2020
  Hsbc Securities (Usa) Inc.
  Bronx, NY
• 01/2020 → Present
  Charles Schwab & Co., Inc.
  Paramus, NJ
• 01/2020 → Present
  Charles Schwab Bank, Ssb
  Paramus, NJ

Previous Registrations

• 2017-08-07 → 2020-01-29
  Hsbc Securities (Usa) Inc.
  Ramsey, NJ
  Chatham, NJ
  Parsippany, NJ
  Bronx, NY
• 2012-06-04 → 2017-07-03
  Morgan Stanley
  New York, NY
  Short Hills, NJ
  Westfield, NJ

Exams

• S66 Uniform Combined State Law Examination
  2012-06-02

Other Names

• Michael Anthony Valenza
• Michael A. Valenza
• Michael Valenza