Kevin Flaherty

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-09-10

MD RA
APPROVED

Since 2025-09-10

Branch Locations

Trappe, MD • United States

30 Goldsborough Street Suite 200, Easton, MD 21601-3120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Pittsburgh	PA	10/2012	08/2017
Folger Nolan Fleming Douglas Inc.	Washington	DC	08/2017	09/2025
Rbc Capital Markets, Llc	Easton	MD	09/2025	Present

10/2012 → 08/2017

Pnc Investments

Pittsburgh, PA
08/2017 → 09/2025

Folger Nolan Fleming Douglas Inc.

Washington, DC
09/2025 → Present

Rbc Capital Markets, Llc

Easton, MD

Previous Registrations

2017-08-04 → 2025-10-08

Folger Nolan Fleming Douglas Incorporated

Cambridge, MD
2012-10-16 → 2017-08-09

Pnc Wealth Management Llc

Sudlersville, MD

St. Michaels, MD

Easton, MD

Easton, MD

Sudlersville, MD

St. Michaels, MD

Denton, MD

Chester, MD

Chestertown, MD

Chestertown, MD

Chestertown, MD

Galena, MD

Centreville, MD

Denton, MD

Sudlersville, MD
2012-01-03 → 2012-10-04

First Command Brokerage Services, Inc.

Annapolis, MD

Other Businesses

(1) NAME OF ENTITY: Kevin Flaherty ADDRESS: 1702 Ferry Point Court, Trappe, MD 21673-1615 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Mar 01, 2018 CAPACITY: Sole Proprietor DUTIES: Passive income, maintenance HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Youtube Channel- Not named yet ADDRESS: 1702 Ferry Point Court, Trappe, MD 21673-1615 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 01, 2019 CAPACITY: Other DUTIES: Create videos for Youtube channel (inactive since 2022) HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-11-08

S66 Uniform Combined State Law Examination

2011-11-08

View on SEC IAPD