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Sara E Moreno

J.P. Morgan Securities LLC

Redlands, CA

CRD 5957904

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-15
CA RA APPROVED 2018-12-06
  • TX RA
    APPROVED_RES
    Since 2025-04-15
  • CA RA
    APPROVED
    Since 2018-12-06

Branch Locations

555 N Eureka St, Ste 100, Redlands, CA 92374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Redlands CA 10/2012 01/2019
Jp Morgan Chase Bank, N.A Redlands CA 12/2011 01/2019
Jp Morgan Chase Bank, N.A Redlands CA 01/2019 Present
  • 10/2012 → 01/2019
    J.P. Morgan Securities Llc
    Redlands, CA
  • 12/2011 → 01/2019
    Jp Morgan Chase Bank, N.A
    Redlands, CA
  • 01/2019 → Present
    Jp Morgan Chase Bank, N.A
    Redlands, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-30
S63 Uniform Securities Agent State Law Examination 2011-08-23
  • S66 Uniform Combined State Law Examination
    2018-11-30
  • S63 Uniform Securities Agent State Law Examination
    2011-08-23

View on SEC IAPD

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