Nicolas Tavormina

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-06-09
FL	RA	APPROVED	2016-05-25

TX RA
APPROVED_RES

Since 2016-06-09
FL RA
APPROVED

Since 2016-05-25

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Key Biscayne, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Miami	FL	05/2016	Present

05/2016 → Present

Morgan Stanley

Miami, FL

Previous Registrations

2013-08-16 → 2016-05-11

Credit Suisse Securities (Usa) Llc

Miami, FL

Other Businesses

MNS MANAGEMENT LLC, SECRETARY; REAL ESTATE HOLDING, RENTAL & MANAGEMENT; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 2; INVESTMENT RELATED; SURFSIDE, FL; START DATE: 06/2016

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-14

S66 Uniform Combined State Law Examination

2013-08-14

View on SEC IAPD

Employer firm

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

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