Brian Lee Harris

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-06
IN	RA	APPROVED	2015-07-23

TX RA
APPROVED_RES

Since 2023-02-06
IN RA
APPROVED

Since 2015-07-23

Branch Locations

8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Indianapolis	IN	06/2013	Present
Mml Investors Services	Indianapolis	IN	07/2014	Present

06/2013 → Present

Mass Mutual Life Insurance Company

Indianapolis, IN
07/2014 → Present

Mml Investors Services

Indianapolis, IN

Other Businesses

NAME: BRIAN HARRIS INV REL: Y ADD: 923 POTTER AVE. BOWLING GREEN, KY. 42102 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 6/30/1996 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-07-09
S63	Uniform Securities Agent State Law Examination	2014-08-13

S65 Uniform Investment Adviser Law Examination

2015-07-09
S63 Uniform Securities Agent State Law Examination

2014-08-13