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Leland Galan

J.P. Morgan Securities LLC

Lake Zurich, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-02-21
TX RA APPROVED 2017-02-21
  • IL RA
    APPROVED
    Since 2017-02-21
  • TX RA
    APPROVED
    Since 2017-02-21

Branch Locations

455 S Rand Rd, Lake Zurich, IL 60047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Saint Louis MO 10/2015 01/2017
Unemployed Mchenry IL 01/2017 02/2017
Jp Morgan Securities, Llc Gurnee IL 02/2017 Present
Previous Registrations
  • 2016-01-07 → 2017-01-23
    Edward Jones
    Mchenry, IL
    St Louis, MO
    Cary, IL
    Kailua Kona, HI
    Mchenry, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-26
S63 Uniform Securities Agent State Law Examination 2011-09-22
  • S66 Uniform Combined State Law Examination
    2015-12-26
  • S63 Uniform Securities Agent State Law Examination
    2011-09-22
Other Names
  • Leland H Galan
  • Leland Haaheo Galan

View on SEC IAPD

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Other Offices

FIFTH THIRD SECURITIES, INC. · LAKE ZURICH, IL
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CHARLES SCHWAB & CO., INC. · Lake Zurich, IL
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TRUEMAN BROWN · LAKE ZURICH, IL
CETERA INVESTMENT ADVISERS LLC · LAKE ZURICH, IL
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STATE FARM INVESTMENT MANAGEMENT CORP. · Lake Zurich, IL

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