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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-04-19
  • MI RA
    APPROVED
    Since 2021-04-19

Branch Locations

1400 Abbott Road Suite 430, East Lansing, MI 48823 • United States

1400 Abbott Road Suite 140, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. East Lansing MI 10/2020 05/2021
Williams Auto World Lansing MI 07/2018 09/2020
Unemployed Lansing MI 03/2018 07/2018
Superior Machine And Tool Lansing MI 02/2017 03/2018
Unemployed Troy MI 07/2016 02/2017
Oppenheimer & Co Inc. East Lansing MI 05/2021 Present
  • 10/2020 → 05/2021
    East Lansing, MI
  • 07/2018 → 09/2020
    Williams Auto World
    Lansing, MI
  • 03/2018 → 07/2018
    Unemployed
    Lansing, MI
  • 02/2017 → 03/2018
    Superior Machine And Tool
    Lansing, MI
  • 07/2016 → 02/2017
    Unemployed
    Troy, MI
  • 05/2021 → Present
    East Lansing, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-17
  • S66 Uniform Combined State Law Examination
    2021-04-17

View on SEC IAPD

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