Steven Patrick Arengo

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 11/2017
  Invest Financial Corp.
  Tampa, FL
• 11/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2012-05-15 → 2017-11-03
  Invest Financial Corporation
  Cincinnati, OH
  Cincinnati, OH
  Mason, OH
• 2005-03-28 → 2012-05-31
  Cambridge Investment Research Advisors, Inc.
  Cincinnati, OH
• 2001-07-31 → 2005-03-28
  Cambridge Investment Research, Inc.
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 60/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.INDEPENDENT INSURANCE AGENT, 5450 CRESTWOOD DR, MASON, OH, 10/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 1/TRADING. 3.FLORIDA CITRUS SPORTS, ONE CITRUS BOWL PL, ORLANDO, FL, 7/2011 SCOUTING PROSPECTIVE PARTICIPANTS TO PLAY IN BOWL GAMES. NIR - 6/YR - 0/TRADING. 4.THE PREFERRED ELITE LLC, 5450 CRESTWOOD DR, MASON, OH, 1/2016 AS OWNER CREATING AN ONLINE NATIONAL YOUTH SPORTS DIRECTORY. NIR - 1/WK - 0/TRADING. 5.DAVID BRADLEY WICK FOUNDATION, 7655 HAMPTON PL LN, CINCINNATI, OH, 1/1998 AS TRUSTEE, HELPING TO MANAGE GOLF OUTING AND SCHOLARSHIP PROGRAM FOR FOUNDATION. NIR - 10/YR - 0/TRADING. 6.SHARON ARENGO, Mason OH 45040, 12/2023, Marketing, Retail Sales/Distribution, NIR, 2 HR/MO - 1 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2000-09-15

Designations

• Certified Financial Planner