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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-02-17 |
| TX | RA | APPROVED | 2023-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohsaa | Columbus | OH | 08/2023 | 05/2024 |
| Jpmorgan Chase Bank | Beachwood | OH | 01/2011 | Present |
| Jpmorgan Securities Llc | Cleveland | OH | 08/2022 | Present |
| Ncaa | Indianapolis | ID | 09/2019 | Present |
Entity Name: NCAA Investment related: No "Address: 700 West Washington St. Indianapolis IN 46202" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 09/07/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: College football official.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-16 |
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