Jonathan Valdez

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 11/2016
  Wells Fargo Advisors, Llc.
  Elizabeth, NJ
• 02/2012 → 07/2018
  Wells Fargo Bank Na
  Elizabeth, NJ
• 11/2016 → 07/2018
  Wells Fargo Clearing Services, Llc
  Elizabeth, NJ
• 07/2018 → 08/2020
  Santander Securities, Llc
  Dorchester, MA
• 07/2018 → 08/2020
  Santander Bank, Na
  Boston, MA
• 08/2020 → 09/2023
  E*Trade Securities Llc
  New York, NY
• 08/2020 → 09/2023
  E*Trade Capital Management Llc
  New York, NY
• 03/2023 → 09/2023
  Morgan Stanley
  New York, NY
• 09/2023 → 09/2023
  Morgan Stanley
  New York, NY
• 09/2023 → 09/2023
  Morgan Stanley
  New York, NY
• 10/2023 → Present
  Charles Schwab & Co., Inc.
  New York City, NY
• 10/2023 → Present
  Charles Schwab Bank, Ssb
  New York City, NY

Previous Registrations

• 2023-09-05 → 2023-10-09
  Morgan Stanley
  New York, NY
• 2020-08-12 → 2023-09-05
  Harrisdirect Llc
  New York, NY
  Arlington, VA
  New York, NY
• 2018-07-25 → 2020-08-06
  Santander Securities Llc
  Perth Amboy, NJ
  Perth Amboy, NJ
  Scotch Plains, NJ
  Clark, NJ
  Somerville, NJ
  Piscataway, NJ
  Stirling, NJ
  Perth Amboy, NJ

Other Businesses

1) Jonathan Valdez Rental Property | Investment Related:No|48 taylor terr|colonia|new jersey|07067|usa|Real Estate (Non-Agent/Broker)|owner of property|1/5/2026|Less than 20|0|I bought the property. I will be renovating the property and eventually selling or renting the property with an agent. I am not licensed nor do i intend to be.

Exams

• S66 Uniform Combined State Law Examination
  2018-07-21
• S63 Uniform Securities Agent State Law Examination
  2013-02-28