Theresa Marie Houle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2018
  Calpro Network - Marc Houle
  Poway, CA
• 03/2018 → 01/2021
  Planmember Securities Corporation
  Carpinteria, CA
• 03/2018 → 01/2021
  Calpro Network Financial Services
  San Diego, CA
• 01/2021 → 09/2023
  Planmember Securities Corporation
  Carpinteria, CA
• 10/2015 → Present
  Theresa Houle (Self Employed)
  San Diego, CA
• 10/2023 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2020-06-18 → 2023-10-03
  Planmember Securities Corporation
  Poway, CA
  Carpinteria, CA
  San Diego, CA

Other Businesses

1) 08/25/2023 - Seapoint Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 152 Hours per month. 2) 08/25/2023 - Franklin Marie Financial - Business Entity For Tax/Investment Purposes Only - Sole Owner - CA 92065 - Non investment related - 152 Hours per month - Start date: 10/3/2023. 3) 08/25/2023 - Theresa Houle - Non-Variable Insurance - Selling: Accident and Health Insurance - Pacific Southwest Financial - CA 92130 - Investment related - 20 Hours per month - Start date: 10/3/2023 4)09/21/2023 - The Warter Group by Seapoint Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 3/2023 - 160 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-18
• S63 Uniform Securities Agent State Law Examination
  2019-12-06

Other Names

• Theresa Marie Howe
• Theresa Marie Houle
• Theresa Houle