Bradley Scot Frisk

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 01/2017
  J.P. Morgan Securities Llc
  Rocklin, CA
• 01/2017 → 06/2023
  Wells Fargo Clearing Services, Llc
  Roseville, CA
• 06/2023 → 04/2025
  Legacy Wealth Management
  Sacramento, CA
• 06/2023 → Present
  Raymond James Financial Services, Inc.
  San Francisco, CA
• 06/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  San Francisco, CA

Previous Registrations

• 2017-01-05 → 2023-07-11
  Wells Fargo Clearing Services, Llc
  Roseville, CA
  Roseville, CA
  Roseville, CA
  Roseville, CA
  Roseville, CA
  Roseville, CA
  Folsom, CA
  Granite Bay, CA
  Roseville, CA
• 2015-04-22 → 2017-01-10
  J.P. Morgan Securities Llc
  Roseville, CA
  Rocklin, CA
  Roseville, CA
  Antelope, CA
  Roseville, CA
• 2015-01-24 → 2015-03-09
  Morgan Stanley
  Menlo Park, CA
  Menlo Park, CA
  San Francisco, CA
  Menlo Park, CA

Other Businesses

(1)Name of Business: Cypress Creek Capital Group Address: 415 Mission St Fl 37 Ste 116, San Francisco, CA, 94105-2598, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/01/2002 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Wealth Management (2)Name of Business: Cypress Creek Capital Group Address: 555 Capitol Mall Ste 747, Sacramento, CA, 95814-4502, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 03/01/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Broad wealth management services. (3)Name of Business: Frisk Capital Management LLC Address: 555 Capitol Mall Ste 747, Sacramento, CA, 95814-4502, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 08/31/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Wealth Management

Exams

• S66 Uniform Combined State Law Examination
  2015-01-23
• S63 Uniform Securities Agent State Law Examination
  2011-08-23

Other Names

• Bradley S Frisk