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Michael James Belknap

Ubs Financial Services Inc.

Royal Oak, MI

Birmingham, MI

CRD 5957379

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-06
FL RA APPROVED 2021-09-30
MI RA APPROVED 2020-11-13
  • TX RA
    APPROVED_RES
    Since 2023-06-06
  • FL RA
    APPROVED
    Since 2021-09-30
  • MI RA
    APPROVED
    Since 2020-11-13

Branch Locations

Royal Oak, MI • United States

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Distribution Service, Inc. Westerville OH 10/2015 12/2017
Jpm Institutional Investments Inc Columbus OH 12/2017 09/2020
Ubs Financial Services Birmingham MI 10/2020 Present
  • 10/2015 → 12/2017
    Jpmorgan Distribution Service, Inc.
    Westerville, OH
  • 12/2017 → 09/2020
    Jpm Institutional Investments Inc
    Columbus, OH
  • 10/2020 → Present
    Ubs Financial Services
    Birmingham, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-13
S63 Uniform Securities Agent State Law Examination 2015-11-16
  • S66 Uniform Combined State Law Examination
    2020-11-13
  • S63 Uniform Securities Agent State Law Examination
    2015-11-16
Other Names
  • Michael James Belknap
  • Michael Belknap

View on SEC IAPD

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