Steven Owen Shade

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-07

TX RA
APPROVED

Since 2025-06-07

Branch Locations

Dallas, TX • United States

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lone Star Church	Clarksville	TX	05/2015	Present
Nylife Securities Llc	Dallas	TX	08/2015	01/2017
New York Life Insurance Co	Dallas	TX	05/2015	01/2017
New York Life	Sleepy Hollow	NY	01/2017	Present

05/2015 → Present

Lone Star Church

Clarksville, TX
08/2015 → 01/2017

Nylife Securities Llc

Dallas, TX
05/2015 → 01/2017

New York Life Insurance Co

Dallas, TX
01/2017 → Present

New York Life

Sleepy Hollow, NY

Previous Registrations

2013-06-25 → 2015-07-14

J.P. Morgan Securities Llc

Plano, TX

Dallas, TX

Dallas, TX

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-06-22
S63	Uniform Securities Agent State Law Examination	2011-09-22

S66 Uniform Combined State Law Examination

2013-06-22
S63 Uniform Securities Agent State Law Examination

2011-09-22

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD