Peter Gerard Klas

Employer firm

Verity Asset Management CRD 158667

$1.15B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Verity Asset Management, Inc
  Durham, NC
• 06/2011 → 11/2025
  Verity Investments, Inc.
  Durham, NC

Previous Registrations

• 2011-03-21 → 2011-07-29
  Verity Investments, Inc.
  Durham, NC
  Durham, NC
• 2001-12-31 → 2010-01-08
  Equitable Advisors, Llc
  Cary, NC
  Chapel Hill, NC
  Research Triangle Park, NC

Other Businesses

Verity Financial Group, Inc.; Not investment-related; Durham, NC; Insurance agency; Agent; Independent Contractor; 01/2010; 0 hours per month; 0 during market hours; Insurance and annuity products.

Exams

• S66 Uniform Combined State Law Examination
  2000-05-31